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Investment research (as referred to in Module BC)

A document (other than a recommendation made to an individual customer), distributed outside a conventional bank licensee, which contains one or more of the following:

(a) The results of research into an individual financial instrument;
(b) Analysis of factors likely to influence the future performance of an individual financial instrument or its issuer; and
(c) Advice or recommendations based on those results or that analysis.
Added: January 2011