‹ IM-2.3.6 IM-2.3.8 › IM-2.3.7 Insurance intermediaries and insurance managers must nominate a Compliance Officer. In the case of insurance managers, they must also be designated as the Compliance Officer for the managed firms. Rulebook Reference HC-3.4 Amended: October 2007 ‹ IM-2.3.6 IM-2.3.8 ›