Experience and Qualifications
(a) A minimum experience of 3 to 5 years in financial advice or asset management; and
(b) Hold a relevant academic/professional qualification which include but are not limited to:
(i) Certified Financial Analyst (CFA);
(ii) IFA Certificate for Financial Advisers;
(iii) Chartered Alternative Investment Analyst (CAIA);
(iv) General Securities Representative Qualification (Series 7);
(v) Diploma in Regulated Financial Planning (The Chartered Insurance Institute - CII);
(vi) ACI Dealing Diploma/Certificate (The Financial Markets Association);
(vii) Any Securities Institute certification.
Added: March 2025