1. The capital of the company shall not be less than BD350,000, or the equivalent in foreign currencies.

2. The company shall provide a valid guarantee of not less than BD50,000, or the equivalent in foreign currencies, with a local bank in favor of the Exchange.

3. The company shall have a comprehensive accounting and administrative system and records for registering all of the company's transactions.

4. The company shall have an external auditor.

5. The company shall prepare the annual financial reports and final audited accounts within the first three months of each financial year's end.

6. The company shall have agreements with the clients in whose names the company deals in securities and financial instruments.