Article 19 Transfer of Securities as a Result of Trading
1. The Unit shall provide share register information to the issuers whose share registers are maintained by the Exchange on a regular basis, or as may be agreed upon between the Exchange and the issuers in the following events:
(a) Convening of general meetings.
(c) Distribution of dividends.
(d) Restructuring of the issuer's capital.
(e) Granting of any rights associated with the securities.
(f) As requested by the issuer.
2. The Unit shall provide information relating to the holder of deposited securities to the issuer or to the authorized registrar on a regular basis or as may be agreed between the Exchange and the issuer or registrar. Such information shall include the following:
(a) Name, address and number of the investor who owns the deposited securities.
(b) Number of securities held by the depositor at a certain time.
3. Particulars pertaining to the ownership of securities shall be updated in the Central Register immediately upon conclusion of the deal. The Unit and the participating members shall update these particulars annually or as may be required, in accordance with the securities holder's instructions to the Unit or to the participating member, provided that such particulars shall include all information stated in the Investors' Information Entry Form No. (1).
4. The Unit's staff shall undertake to maintain strict confidentiality of all particulars and information relating to resolutions issued by the issuers which may affect the prices of their deposited securities or resolutions relating to the sale or purchase thereof, and not to use such information or particulars to realize any direct or indirect personal benefits.