Agency Circular BC/I3/2001 Quarterly Information Returns for Collective Investment Schemes
BC/I3/2001
9th December, 2001
The General Manager
All FCBs, IBs, OBUs and Representative Offices
Manama
Bahrain
Dear Sir,
Re: Quarterly Information Returns for Collective Investment Schemes
Further to our Circular No. BC/15/97 of 5th October 1997, regarding the Quarterly Information Returns that you are requested to be submitted to the Agency at the end of each quarter. The Agency would like to inform you that the following changes are incorporated in the above return:
For the sake of clarity, please refer to the attached example on how to fill the return.
The attached return replaces the previous return attached to the Agency's Circular No. BC/15/1997 dated 5th October 1997 with effect from the fourth quarter of 2001. The first return using the attached form will, therefore, be for the quarter ending 31st December 2001 and should be sent to the Agency on a date not later that 21st January 2002.
Should you have any queries in respect of any matter referred to in this Circular, please do not hesitate to contact Mr. Abdul Rahman Al-Baker, Head of Investment Business on Tel 547449 or Fax No. 537554.
Yours faithfully,
Dr. Khalid Abdulla Ateeq
Executive Director Banking Control
Download this form in PDF format.
Collective Investment Scheme
Return for the Quarter Ending.../.../200X
Name of the Institution:............................
Type of License:......................................
Amount in US$'000
| Name of the Fund | Type of the Fund | Duration of the Fund | Overall Subscription in the Fund (US$) | Net Assets Value Per Share (US$) | Size of Funds Marketed in / from Bahrain (US$) | Type of Investment | Geographical Location of the Investment (US$) | Major Markets of the Fund | Approval Authority | |||||
| Institutions | Individuals | Inside Bahrain | Outside Bahrain | |||||||||||
| Guranteed / Ungaranteed | Open-ended / Close-end | Residence | Residence Abroad | Residence in Bahrain | Residence Abroad | |||||||||
Authorised Signature:............................
Name:....................................................
Position:................................................
Example:
Collective Investment Schemes
Return for the Quarter Ending 31/12/2001
Name of the Institution:............................
Type of Licence:......................................
Amount in US$'000
| Name of Fund | Type of Fund | Duration of the fund from / to | (A) Overall Subscription in the Fund (US$) | Net Assets Value Per Share (US$) | (B) Size of Funds Marketed in / from Bahrain (US$) | Type of Investment | (C) Geographical Location of the Investment (US$) | Major Markets of the Fund | Approval Authority | |||||
| Institutions | Individuals | Inside Bahrain | Outside Bahrain | |||||||||||
| Guranteed / Unguranteed | Open-ended/Close-ended | Residence in Bahrain | Residence Abroad | Residence in Bahrain | Residence Abroad | |||||||||
| XYZ US Growth Fund | - | Open-ended | - | 3,000 | 2,000 | 7,000 | 8,000 | 10.00 | 20,000 | Equity | - | 20,000 | US | Cayman |
| Bahrain Growth Fund | Guranteed | Close-ended | 2001-2005 | - | 4,000 | 2,000 | 4,000 | 100 | 10,000 | Equity | 10,000 | - | Bahrain | BMA |
Authorised Signature:...........................
Name:...................................................
Position:................................................
NOTES: