AA-A.2.2
A list of recent changes made to this Module is provided below:
Module Ref. | Change Date | Description of Changes |
AA-A.1.3 | 01/2011 | Clarified legal basis. |
AA-3.1.1 | 07/2011 | Excluded money changers and administrators from Paragraph AA-3.1.1. |
AA-5 | 04/2012 | Chapter amended and content moved to Section BR-3.5 for money changers and administrators (or Module GR for rep offices) and retitled as Role of External Auditor as Appointed Expert. |
AA-1.3.2 | 10/2012 | Guidance Paragraph deleted as five year period varies depending on type of specialised licensee and when license was granted. |
AA-1.5.4 and AA-1.5.5 | 10/2012 | Clarified guidance by indicating what Law is being referred to. |
AA-3.3 | 10/2012 | Section deleted as report can now also be completed by approved consultancy from as per Section FC-4.3. |
AA-3.2.2 and AA-3.2.3 | 04/2014 | Added specific auditor reports applicable to financing companies. |
AA-3.1 | 10/2016 | Deleted Section on Review of QPR |