AU-A.2.2

Past version: Effective from 01 Jul 2011 to 31 Mar 2012
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
AU-A.1.4 01/2011 Clarified legal basis.
AU-4.1.4 01/2011 Removed the requirement for a letter of comfort to be provided with an application for license.
AU-4.1.15 01/2011 Corrected cross reference.
AU-4.1.4(a) 04/2011 Added cross reference.
AU-4.2 04/2011 Clarified Rules for authorisation of a branch and added Rules for authorisation of a subsidiary.
AU-4.3.7A 07/2011 Added a Rule dealing with notification to CBB when an approved person ceases to hold a controlled function.
AU-4.4.6 07/2011 Cross reference added to Rule.