UG-2.1.5:
Volume 5 Structure | ||||||
Common Modules (Applicable to all Specialised Licensees) | ||||||
User's Guide Module (UG) Financial Crime Module (FC) Auditors and Accounting Standards Module (AA) Enforcement Module (EN) Principles of Business Module (PB) |
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Specific Modules (By Type of Licensee) | ||||||
Type 1: Money Changers Licensees | Type 2: Representative Office Licensees | Type 3: Financing Companies | Type 4: Fund Administrators | Type 5: Trust Service Providers | Type 6: Micro-Finance Institutions | Type 7: Ancillary Services Providers |
Authorisation Module (AU) | Authorisation Module (AU) | Authorisation Module (AU) | Authorisation Module (AU) | To be developed | ||
Business Conduct Module (BC) | Business Conduct Module (BC) | |||||
CBB Reporting Requirements Module (BR) | CBB Reporting Requirements Module (BR) | CBB Reporting Requirements Module (BR) | ||||
Capital Adequacy Module (CA) | Capital Adequacy Module (CA) | Capital Adequacy Module (CA) | ||||
General Requirements Module (GR) | General Requirements Module (GR) | General Requirements Module (GR) | General Requirements Module (GR) | |||
High-level Control Module (HC) | High-level Control Module (HC) | High-level Control Module (HC) | ||||
Risk Management Module (RM) | Risk Management Module (RM) | |||||
Training and Competency Module (TC) | Training and Competency Module | |||||
Liquidity Risk Management Module (LM) |
Amended: October 2012
October 2010
October 2010