FC-A.2.2
Past version: Effective from 01 Apr 2020 to 31 Dec 2020
To view other versions open the versions tab on the right
A list of recent changes made to this Module is detailed in the table below:
| Module Ref. | Change Date | Description of Changes |
| FC-A.1.4 | 01/2011 | Clarified legal basis. |
| FC-B.1.1 | 07/2011 | Exempted administrators from specific sections of this Module. |
| FC-4.1.7 | 04/2012 | Clarified requirements for MLRO. |
| FC-4.3 | 04/2012 | Amended Section to allow for CBB-approved consultancy firm to do required sample testing and report under Paragraph FC-4.3.1. |
| FC-B.1.1 | 10/2012 | Amended the scope of application to have a limited scope for ancillary services providers and to expand the role of the general managers for those licensees allowed to follow only certain Chapters of Module FC. |
| FC-1.2.3(b) | 01/2013 | Clarified location of guidance under Part B Supplementary Information Appendix FC-(v). |
| FC-1.2.11(f) and FC-1.2.11A | 04/2013 | Provided additional details when dealing with employee benefit trusts and occupational savings schemes. |
| FC-1.10.1 | 04/2013 | Updated language to refer to licensed exchange. |
| FC-2.2.3A | 04/2013 | Guidance Paragraph added for trust service providers on automatic transaction monitoring. |
| FC-7.1.4 | 04/2013 | Reference made to the use of electronic records. |
| FC-5.2.3 | 10/2014 | Updated method of submitting STRs. |
| FC-5.3 | 10/2014 | Updated relevant authorities information. |
| FC-1.2.8 | 07/2016 | Change made for consistency across CBB Rulebook. |
| FC-1.5.4 | 07/2016 | Definition of PEPs is already included in Glossary so this guidance paragraph was deleted. |
| FC-5.2.3 | 07/2016 | Updated instructions for STR. |
| FC-1.2.9A | 01/2017 | Added guidance paragraph on CR printing |
| FC-8.2.1AA | 04/2017 | Added new Paragraph on Implementing and complying with the United Nations Security Council resolutions requirement. |
| FC-1.1.2A and FC-1.1.2B | 10/2017 | Added new paragraphs on CDD requirements. |
| FC-1.2.7 | 10/2017 | Amended paragraph. |
| FC-1.2.8A | 10/2017 | Added new paragraph on legal entities or legal arrangements CDD. |
| FC-2.2.10 – FC- 2.2.11 | 10/2017 | Amended paragraphs on On-going CDD and Transaction Monitoring. |
| FC-4.1.4A | 10/2017 | Added paragraph on combining the MLRO or DMLRO position with any other position within the licensee. |
| FC-B.2.4 | 01/2018 | Added new paragraph on implementation of groupwide programmes against money laundering and terrorist financing. |
| FC-1.7.1 | 01/2018 | Amended paragraph. |
| FC-1.10.1 | 01/2018 | Deleted paragraph. |
| FC-5.2.6 | 01/2018 | Amended paragraph. |
| FC-8.1.3 | 01/2018 | Added new paragraph on due diligence measures (FATF). |
| FC-8.1.4 | 01/2018 | Added new guidance paragraph. |
| FC-8.2.2 | 01/2018 | Deleted paragraph. |
| FC-1.1.2 | 07/2018 | Deleted sub-paragraph (a). |
| FC-1.9 | 07/2018 | Amended Section title deleting the threshold. |
| FC-1.9.2 | 07/2018 | Amended Paragraph deleting the threshold. |
| FC-1.10.1 | 07/2018 | Deleted sub-paragraph (a). |
| FC-1.10.3 | 07/2018 | Deleted Paragraph. |
| FC-1.10.8 | 07/2018 | Deleted Paragraph. |
| FC-1.10.1 | 01/2019 | Amended reference. |
| FC-B.1.1 | 10/2019 | Amended Paragraph on scope of application. |
| FC-1.6.4 | 10/2019 | Amended Paragraph on societies and clubs fund transfers. |
| FC-1.8.2 | 10/2019 | Amended authority name. |
| FC-4.1.8 | 10/2019 | Amended authority name. |
| FC-4.2.1 | 10/2019 | Amended authority name. |
| FC-5.2.3 | 10/2019 | Amended authority name. |
| FC-5.3.2 | 10/2019 | Amended authority address. |
| FC-8.2.1AA | 10/2019 | Amended Paragraph on terrorist financing. |
| FC-1.1.1 | 01/2020 | Amended Paragraph on procedures approval. |
| FC-1.2.1 | 01/2020 | Added a new Sub-paragraph. |
| FC-4.3.5 | 01/2020 | Amended Paragraph on report submission date. |
| FC-4.3.7 | 01/2020 | Amended Paragraph references. |
| FC-2.1.3 & FC-2.1.4 | 04/2020 | Added new Paragraphs on KPIs compliance with AML/CFT requirements. |