IM-4.1.3
Past version: Effective up to 30 Jun 2007
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(a) significant breaches in regulations;
(b) civil, criminal, and disciplinary procedures, fraud, errors and other irregularities;
(c) financial difficulties, breach of minimum solvency requirements, insolvency, bankruptcy, winding-up;
(d) changes in auditors and actuaries;
(e) changes in address, legal status etc.; and
(f) changes in controllers and close links.
| Rulebook Reference | BR-2.2.4 BR-2.2.6 to BR-2.2.8 BR-2.2.11 BR-2.3.29 BR-2.3.3 BR-2.3.7 |