IM-3.4.5

Past version: Effective from 19 Jul 2025 to 30 Jun 2007
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The reporting of suspicious transactions is the responsibility of the firm's Money Laundering Reporting Officer ("MLRO"). Captive insurance firms that are managed by an insurance manager are specifically exempted from appointing a MLRO, as the insurance manager must appoint one to perform these responsibilities for all firms under their management.

Rulebook Reference FC-3.1.1 and
FC-3.1.2