IM-2.1.3

Past version: Effective from 18 Jul 2025 to 30 Sep 2007
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The broking of insurance contracts refers to advising on insurance, acting as agent for another person in relation to the buying of insurance for that other person or making arrangements with a view to another person, whether as principal or agent, buying insurance. A person does not carry on the broking of insurance contracts if he falls under the definition of exempt introducer.

Rulebook Reference AU-1.4.9 and
AU-1.4.12