CI-4.1.4
Past version: Effective from 01 Jul 2007 to 30 Sep 2007
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(a) Significant breaches in regulations;
(b) Legal, professional, administrative and other proceedings, fraud, errors and other irregularities;
(c) Financial difficulties, breach of minimum solvency requirements, insolvency, bankruptcy, winding-up;
(d) Changes in auditors and actuaries ;
(e) Changes in address, legal status etc.; and
(f) Changes in controllers and close links .
| Rulebook Reference | BR-2.2.4 BR-2.2.6 to BR-2.2.8 BR-2.2.11 BR-2.3.29 BR-2.3.3 and BR-2.3.4 BR-2.3.7 |
Amended: January 2007