CI-3.4.4

Past version: Effective from 01 Jul 2007 to 30 Sep 2007
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The reporting of suspicious transactions is the responsibility of the firm's Money Laundering Reporting Officer ('MLRO'). Captive insurance firms that are managed by an insurance manager are specifically exempted from appointing a MLRO, as the insurance manager must appoint one to perform these responsibilities for all firms under their management.

Rulebook Reference FC-3.1.1 and
FC-3.1.2
Amended: January 2007