EN-A.2.3
A list of recent changes made to this Module is detailed in the table below:
Module Ref. | Change Date | Description of Changes |
EN-A.1 | 01/2007 | New Rule EN-A.1.2 introduced, categorising this Module as a Directive. |
EN-1.1, EN-2.1, EN-3.1, EN-4.1, EN-5.1, EN-6.1, EN-7.1, EN-8.1, and EN-9.1 |
01/2007 | Insertion of new 'Legal Source' Sections, reflecting CBB Law. |
EN-2.2.10 | 01/2007 | New Rule inserted on Appointed Experts reflecting CBB Law. |
EN-10.3, EN-10.4, EN-10.5 and EN-10.6 |
01/2007 | Revised new Sections describing criminal sanctions contained in CBB Law. |
EN-1.2.3, EN-2.3.1, EN-2.4, EN-2.5, EN-8.1 and EN-8.3 |
10/2009 | Amended terminology to be consistent with other Volumes of CBB Rulebook |
EN-2.2.7 | 10/2009 | Added reference to 'actuary' for investigations. |
EN-5.2.7 | 10/2009 | Paragraph deleted and replaced as it is a repetition of EN-5.2.6. |
EN-5.3A | 10/2009 | Added section on Financial Penalties for Non-Compliant Registered Appointed Representatives. |
EN-9-1 and EN-9.2 |
10/2009 | Reference added to appointed representatives as registered persons. |
EN-A.1.2 | 01/2011 | Clarified legal basis |
EN-2 | 10/2011 | Chapter has been streamlined and repetitive information has been eliminated and reference is now made to Section BR-3.5. |
EN-5.1.1 | 10/2012 | Amended guidance. |
EN-5.3B | 10/2012 | Added new Section on financial penalties for date sensitive requirements |
EN-10.3A.1 | 01/2013 | Section added to refer to Article 161 of the CBB Law. |
EN-5.2.2 | 10/2013 | Clarified guidance to be in line with CBB Law. |
EN-5.3B | 10/2013 | Clarified Rules for financial penalties for date sensitive requirements. |
EN-A.1.2 | 04/2016 | Reference added to amendments to the CBB Law. |
EN-B.1.4 | 04/2016 | New guidance Paragraph added to broaden the scope of the application of financial penalties to persons referred to in paragraph (b) of Article (68 bis 1) of the CBB Law. |
EN-5 | 04/2016 | Amended to be in line with amendments to Article 129 of the CBB Law. |
EN-5.3B.3 | 04/2017 | Amendment to financial penalties for Data Sensitive Requirements. |
EN-B.2.9 | 04/2019 | Guideline moved from Section EN-4.3. |
EN-4.3.3 | 04/2019 | Moved guideline to Section EN-B.2. |
EN-6 | 04/2019 | Deleted Chapter. |