CFP-1.3.1
(a) The identity of the company through its commercial registration (or Legal Entity Identifier where relevant) and its registered office and principal place of business;
(b) The identity and place of domicile of the company’s owners and key management personnel;
(c) That the borrower/issuer and its key personnel have no criminal record in respect of local laws in the fields of commercial law, insolvency law, financial services law, anti-money laundering law, fraud law or professional liability obligations;
(d) That the borrower/issuer is not established in a UN sanctioned or non-cooperative jurisdiction or in a high-risk country;
(e) The borrower/issuer’s current state and past performance, credit history and business valuation (where relevant);
(f) That the business is being operated in accordance with applicable laws (in the case of overseas crowdfunding borrowers/issuers a confirmation that the overseas jurisdiction allows hosting of businesses on crowdfunding platforms of other jurisdictions); and
(g) That the crowdfunding offering statement provided by the borrower/issuer is complete and not misleading.
Added: April 2022