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TC-1.1.5

While granting the exemption referred to in Paragraph TC-1.1.4, the CBB may impose other conditions as deemed appropriate. Conditional exemptions so granted are specific to the facts and circumstances set forth in the application and in the context of the individual’s engagement with the capital market licensee, and therefore, non-transferable. The individual may be required to meet the qualification and experience requirements if there are changes to his/her role.

Added: January 2022