LR Licensing Requirements
- LR-A Introduction
- LR-B Scope of Application
- LR-1 Requirement to Hold a License
- LR-1A Approved Persons
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LR-2 Licensing Conditions
- LR-2.1 Condition 1: Legal Status
- LR-2.2 Condition 2: Mind and Management
- LR-2.3 Condition 3: Controllers
- LR-2.4 Condition 4: Board and Employees
- LR-2.5 Condition 5: Financial Resources
- LR-2.6 Condition 6: Systems and Controls
- LR-2.7 Condition 7: External Auditor
- LR-2.8 Condition 8: Other Requirements
- LR-3 Information Requirements and Processes
- LR-4 License Fees