LR-1A.1.2

Past version: Effective from 01 Oct 2010 to 30 Sep 2013
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Controlled functions are those of:

(a) Director;
(b) Chief Executive or General Manager;
(c) Senior Manager;
(d) Compliance officer;
(e) Money Laundering Reporting Officer;
(f) Deputy Money Laundering Reporting Officer; and
(g) Financial Instruments Trader.
Added: October 2010