LR-1.3.49
Past version: Effective from 01 Apr 2008 to 30 Sep 2010
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The following are examples of activities, which may be regarded as an activity as defined by Rule LR-1.3.48:
(a) a person may offer to tell a client when shares reach a certain value on the basis that when the price reaches that value it would be a good time to buy or sell them;
(b) recommendation on the size or timing of transactions; and
(c) advice on the suitability of the financial instrument , or on the characteristics or performance of the financial instrument concerned.
October 2007