BR-5.1.7
All banks should notify the CBB of the following events, within 3 weeks of their occurrence:
(a) The appointment of a dealer, including promotion to Head of a Dealing function. The information provided should include details as set out under Section LR-1A.1; and
(b) The resignation, suspension, dismissal or departure from your institution for whatever reason of a dealer (including his/her transfer to other duties within your institution). The information provided should include details as set out under Section LR-1A.1.
Amended: April 2011
Amended: October 2010
October 2007
Amended: October 2010
October 2007