BR-5.1.7

Past version: Effective from 01 Apr 2011 to 31 Dec 2013
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All banks should notify the CBB of the following events, within 3 weeks of their occurrence:

(a) The appointment of a dealer, including promotion to Head of a Dealing function. The information provided should include details as set out under Section LR-1A.1; and
(b) The resignation, suspension, dismissal or departure from your institution for whatever reason of a dealer (including his/her transfer to other duties within your institution). The information provided should include details as set out under Section LR-1A.1.
Amended: April 2011
Amended: October 2010
October 2007