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  • Risk Management

    • CIU-1.6.1

      Bahrain domiciled retail CIUs must operate on the principle of risk spreading and must maintain and implement investment and risk management policies aimed at the prudent control of risks.

    • CIU-1.6.2

      The prospectus must summarise the policies and limits which the Bahrain domiciled retail CIU will apply, including (but not limited to):

      (a) The type of assets which the CIU may invest in;
      (b) The aggregate limits for each asset class;
      (c) Permitted individual exposures under each asset class; and
      (d) A description of remedial measures to be taken in the event of limit exceptions.

    • CIU-1.6.3

      If the investment and risk management policies specified in Rule CIU-1.6.2 are breached, the Bahrain domiciled retail CIU must take all necessary steps to remedy the situation immediately, taking into account the interests of the CIU's participants.