Evolution of Module
CIU-A.2.1
This Module was first issued with an April 2007 date, as part of the initial release of the contents of Volume 6 (Capital Markets); it was given an effective date of 1 June 2007, with a one-year transition for existing
CIUs (see Chapter CIU-7). Any material changes that have subsequently been made to this Module are annotated with the calendar quarter date in which the change was made. Chapter UG-3 provides further details on Rulebook maintenance and version control.CIU-A.2.2
A list of recent changes made to this Module is provided below:
Module Ref. Change Date Description of Changes CIU-B.5 July 2007 Amendment of definition of expert and accredited investors who are individuals, to focus on financial assets held (the same as for companies etc). CIU-2.1 July 2007 Amendment of Paragraph CIU-2.1.4 to reflect above. CIU-3.1 July 2007 Addition to Rule CIU-3.1.1 to restrict promotion by Bahrain domiciled exempt CIUs . Amendment of Paragraph CIU-3.1.4 to reflect changes to CIU-B.5 above.CIU-4.2 July 2007 Corrections in Paragraphs CIU-4.2.7 and CIU-4.2.10; amendment of Paragraph CIU-4.2.5 to reflect changes to CIU-B.5 above. CIU-5.2 July 2007 Amendment of Sub-paragraph CIU-5.1.2(b). CIU-7.1 July 2007 Expansion of Rule CIU-7.1.3 regarding first reporting date.
