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  • AU-2.6 AU-2.6 Condition 6: Other Requirements

    • Books and Records

      • AU-2.6.1

        Representative office licensees must comply with the minimum record-keeping requirements contained in Module GR and FC.

        December 2010

    • Provision of Information

      • AU-2.6.2

        Representative office licensees must act in an open and cooperative manner with the CBB. Representative office licensees must meet the regular reporting requirements contained in Module GR.

        December 2010

    • General Conduct

      • AU-2.6.3

        Representative office licensees must conduct their permitted activities in a professional and orderly manner. Representative office licensees must comply with the general standards of business conduct contained in Module PB.

        December 2010

    • License Fees

      • AU-2.6.4

        Representative office licensees must comply with Resolution No. 1 for the year 2007 (as amended from time to time), with regards to the license fee requirements applied by the CBB.

        December 2010

      • AU-2.6.5

        License fee requirements are contained in Chapter AU-5.

        December 2010

    • Additional Conditions

      • AU-2.6.6

        Representative office licensees must comply with any other specific requirements or restrictions imposed by the CBB on the scope of their license.

        December 2010