• BR-1.5 BR-1.5 Other Reporting Requirements

    • BR-1.5.1

      Crowdfunding platform operators must provide the following information for each type of crowdfunding offer (i.e.financing-based or equity-based) within 30 days of each quarter end:

      (a) The aggregate amount of offers as at the quarter end;
      (b) The number of investors/lenders by client type (i.e. retail or accredited) as at the quarter end;
      (c) The aggregate amount funds raised during the quarter;
      (d) Successfully completed crowdfunding offers as at the quarter end;
      (e) Unsuccessful crowdfunding offers as at the quarter end; and
      (f) Total client money and assets held as at the quarter end.
      Added: April 2022

    • BR-1.5.2

      AISPs/PISPs must submit the information required under Appendix OB-1 to the CBB within 2 weeks of each month end.

      Added: September 2024