Board Member/Director
TC-1.1.6
Board members/Directors collectively are responsible for the business performance and strategy of the
capital market licensee , as outlined in more details in Section HC-10.1Added: January 2022TC-1.1.7
When taken as a whole, the board of directors of a
capital market licensee must be able to demonstrate that it has the necessary skills and expertise, as outlined in Paragraph HC-10.1.Added: January 2022
