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  • BC-2.11 BC-2.11 Market Discipline

    • BC-2.11.1

      As part of its responsibility for supervising the conduct of brokers and dealers in the foreign exchange and currency markets, the CBB may, at its discretion:

      (a) Investigate any complains concerning the conduct of brokers and dealers;
      (b) Investigate possible breaches of this Code by brokers and banks; and/or
      (c) Take such further action as it considers appropriate, in the light of all the relevant facts.
      Amended January 2011
      October 2007