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  • BC-2.7 BC-2.7 Conduct

    • BC-2.7.1

      The CBB will regard any breaches of the rules stated below regarding gifts, favours, betting and entertainment unacceptable.

      October 07

    • Gifts and Favours

      • BC-2.7.2

        No broker, including management, employees and other persons acting on their behalf, shall offer or give inducements to dealing room personnel of a bank. No gifts or favours whatsoever shall be so given unless the broker is satisfied that the person responsible for dealing operations in the bank concerned has been informed of the nature of the gift or favour.

        October 07

      • BC-2.7.3

        Employees of banks shall not solicit inducements from brokers, nor shall they receive unsolicited gifts or favours from brokers without informing the person responsible for dealing operations in the bank concerned of the nature of such gifts or favours.

        October 07

    • Bets

      • BC-2.7.4

        The making or arranging of bets between brokers and banks dealers is totally unacceptable.

        October 07

    • Entertaining

      • BC-2.7.5

        It shall be the responsibility of management in both banks and brokers to ensure that entertainment offered in the course of business does not exceed reasonable limits and does not infringe standards of propriety and decency.

        October 07