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  • Compliance Officer

    • TC-1.1.11

      In accordance with Paragraph LR-1A.1.12, an employee of appropriate standing must be designated by the conventional bank licensee for the position of compliance officer. The duties of the compliance officer, include:

      (a) Having responsibility for oversight of the conventional bank licensee's compliance with the requirements of the CBB and other applicable laws and regulations;
      (b) Raising awareness and providing training for the conventional bank licensee's staff on compliance issues; and
      (c) Reporting to the conventional bank licensee's Board in respect of that responsibility.
      October 2013