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  • TC-A.2 TC-A.2 Module History

    • Evolution of the Module

      • TC-A.2.1

        This Module was first issued in October 2013. Any material changes that are subsequently made to this Module are annotated with the calendar quarter date in which the change is made; Chapter UG-3 provides further details on Rulebook maintenance and version control.

        October 2013

      • TC-A.2.2

        A list of recent changes made to this Module is provided below:

        Module Ref. Change Date Description of Changes
        Appendix TC-1 01/2014 Added Chartered Financial Analyst as possible qualification for heads of other functions.
        TC-B.1.4 07/2014 Clarified scope of application.
        Appendix TC-1 10/2015 Added securities market regulation certification as other relevant certification for heads of other functions.
        TC-2.3.3 04/2017 Amended Paragraph on exception to the grandfathering Rule.