• EN-A.2 EN-A.2 Purpose

    • EN-A.2.1

      This module sets out the Agency's approach to enforcement, and the mechanisms used by the Agency to address failures by licensees to comply with its regulatory requirements. The purpose of such measures is to encourage a high standard of compliance by the Agency licensees, thus reducing risk to their customers and the rest of the financial system.

    • EN-A.2.2

      This module provides support for all other modules in the Rulebook.