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  • Changes in dealing staff

    • BR-5.1.7

      All banks should notify the Agency of the following events, within 21 days of their occurrence:

      (a) the appointment of a dealer, including promotion to Head of a Dealing function. The information provided should include details as set out under section HC-4.1.
      (b) the resignation, suspension, dismissal or departure from your institution for whatever reason of a dealer (including his/her transfer to other duties within your institution). The information provided should include details as set out under section HC-4.1.