1. Obtain an Investor's Number for his clients.

2. Open securities accounts for his clients.

3. Deposit securities for his clients.

4. Transfer securities from his clients' accounts with brokers, to their accounts with other brokers.

5. Transfer ownership of his clients' securities as transaction exempted from trading at the Exchange.

6. Mortgage and release his clients' mortgaged securities.

7. Amend and update his clients' particulars.

8. Apply for obtaining statements of his clients' accounts, reports and letters issued by the Central Depository for them.

9. Any other services approved by the Exchange.