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AU-1.1.11

For the purposes of Volume 5 (Specialised Licensees), regulated administration services, in relation to financial instruments administered by the fund administrator, include:

(a) Fund management accounting services;
(b) Client enquiries;
(c) Valuation and pricing (including tax returns);
(d) Regulatory compliance monitoring;
(e) Maintenance of unit-holder/fund instruments register;
(f) Distribution of income;
(g) Unit issues and redemption of units in CIU and other financial instruments;
(h) Contracts settlements (including certificate dispatch); and
(i) General record-keeping.
May 2011