FC-4.3.2

The reports listed under Subparagraphs FC-4.3.1 (a) and (b) must be made by the MLRO. The sample testing and report required under Subparagraphs FC-4.3.1 (c) and (d) must be made by the licensee's external auditor or a consultancy firm approved by the CBB.

Amended: January 2022
Amended: April 2012
October 2010