AU-1 Authorisation Requirements
- AU-1.1 Insurance Licensees
- AU-1.2 Approved Persons
- AU-1.3 Registered Actuaries and Loss Adjusters
- AU-1.3A Registered Appointed Representatives
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AU-1.4 Definition of Regulated Insurance Services
- AU-1.4.1
- AU-1.4.2
- AU-1.4.3
- AU-1.4.3A
- General Exclusions
- Carrying on of Insurance Business (Insurance Firms)
- The Broking of Insurance Contracts (Insurance Brokers/Appointed Representatives)
- The Offering of Insurance Advice (Insurance Consultants)
- The Provision of Insurance Management Services (Insurance Managers)
- The Operating of an Insurance Exchange