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D Investment firms

 Title /position
1Chief Executive Officer (CEO) or equivalent and Deputy CEO (D-CEO) if such a position exists
2Chief Financial Officer for Category 1 and Category 2 Licensees only
3Chief Risk Officer for Category 1 and Category 2 Licensees only (may be a combined role with an existing independent control function)
4Chief Compliance Officer
5Money Laundering Reporting Officer (MLRO) (may be combined with Compliance officer role)
Added: March 2025