BR-5.1.8
The appointment of a compliance manager/officer requires the CBB's prior approval (refer to Section LR-1A.1 for full details). The bank must outline how the compliance function fits into the bank's senior management reporting structure, and must give details of relevant reporting lines within the bank.
Amended: April 2014
Amended: October 2010
October 2007
Amended: October 2010
October 2007