Back Custom print Link Text Only Rich Text Print

  • RM-5 RM-5 Liquidity Risk

    • RM-5.1 RM-5.1 Liquidity Risk

      • RM-5.1.1

        Licensees must design and implement a liquidity risk policy for the management of liquidity risk of the licensee. The policy must be appropriate to the nature, scale and complexity of the activities of the licensee, and it must be approved and regularly reviewed by the board of directors of the licensee.

        July 2014

      • Risk Measurement and Monitoring

        • RM-5.1.2

          A licensee must establish and maintain a process for the measurement, monitoring and controlling of liquidity risk.

          July 2014

      • Contingency Planning

        • RM-5.1.3

          Licensees must maintain contingency funding plans for taking action to ensure, so far as they can, that they can access sufficient liquid financial resources to meet liabilities as they fall due.

          July 2014