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  • TC-2.3 TC-2.3 Transitional Period

    • TC-2.3.1

      The requirements of this Module for licensees are effective from the issuance date of this Module.

      January 2014

    • TC-2.3.2

      New applications for approved persons are subject to the requirements of this Module (See Paragraph TC-B.1.3).

      January 2014

    • TC-2.3.3

      Approved persons occupying controlled functions at the time this Module is issued will be grandfathered and not subject to the requirements of this Module, with the exception of CPD requirements in Paragraph TC-1.2.1 and Paragraph BR-1.1.2(k). However, should the approved person move to another controlled function, Paragraph TC-2.3.4 will apply.

      Amended: April 2017
      January 2014

    • TC-2.3.4

      In instances, where an approved person in one licensee moves to another licensee and occupies the same function, the CBB will exercise its discretion on whether to grandfather such approved person from the required qualifications and competencies outlined in Appendix TC-1 into the new licensee. The grandfathering criteria used by the CBB will include a comparison of the scope and size of both positions. This will also apply in instances where an approved person in one licensee moves from one department to another within the same licensee.

      January 2014