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  • HC-A.2 HC-A.2 Module History

    • HC-A.2.1

      This Module was first issued in January 2014. Any material changes that have subsequently been made to this Module are annotated with the calendar quarter date in which the change was made: Chapter UG-3 provides further details on Rulebook maintenance and version control.

      January 2014

    • HC-A.2.2

      A list of recent changes made to this Module is provided below:

      Module Ref. Change Date Description of Changes
      HC-1.3.8 10/2014 Updated cross reference.
      HC-1.4.11 01/2020 Added a new Paragraph on independent directors.
      HC-1.4.12 01/2020 Added a new Paragraph on termination of Board membership of a retired, terminated CEO.
      HC-5.4.2 04/2020 Added a new Paragraph on KPIs compliance with AML/CFT requirements.
           

    • Superseded Requirements

      • HC-A.2.3

        This Module supersedes the following provisions contained in circulars or other regulatory requirements:

        Document Ref. Document Subject
        Volumes 1 and 2 Module HC
           
        January 2014