Back Custom print Link Text Only Rich Text Print

  • Operational Risk Disclosures

    • PD-1.3.15

      All licensees must disclose the general qualitative disclosures (PD-1.3.9) and also the approach for operational risk which the licensee employs to control such risk, and disclosures of any issues considered to be individually significant.

      January 2014

    • PD-1.3.16

      All licensees must disclose quantitative information on any material legal contingencies including pending legal actions, and a discussion and estimate of the potential liabilities, in addition to qualitative statements about how licensees manage and control such risks.

      January 2014