Ethics Policy
OM-1.2.18
The board of directors must establish a code of conduct or an ethics policy that sets clear expectations for integrity and ethical values of the highest standard and identify acceptable business practices and prohibited conflicts (See Section HC-2.2).
January 2014OM-1.2.19
Clear expectations and accountabilities ensure that staff understand their roles and responsibilities for risk, as well as their authority to act. Strong and consistent senior management support for risk management and ethical behaviour convincingly reinforces codes of conduct and ethics, compensation strategies, and training programmes.
January 2014
