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  • Fraud, Errors and other Irregularities

    • BR-2.2.6

      A licensee must notify the CBB immediately if one of the following events arises and the event is significant:

      (a) It becomes aware that an employee may have committed a fraud against one of its customers;
      (b) It becomes aware that a person, whether or not employed by it, is acting with intent to commit fraud against it;
      (c) It identifies irregularities in its accounting or other records, whether or not there is evidence of fraud;
      (d) It suspects that one of its employees may be guilty of serious misconduct concerning his honesty or integrity and which is connected with the licensee's regulated activities; or
      (e) Significant conflicts of interest.
      January 2013