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  • Legal, Professional, Administrative or other Proceedings against a Licensee

    • BR-2.2.4

      A licensee must notify the CBB immediately of any legal, professional or administrative or other proceedings instituted against the licensee, controller or a close link of the licensee that is known to the licensee and is significant in relation to the licensee's financial resources or its reputation.

      January 2013

    • BR-2.2.5

      A licensee must notify the CBB of the bringing of a prosecution for, or conviction of, any offence under any relevant law against the licensee or any of its approved persons.

      January 2013