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  • GR-1.3 GR-1.3 Other Records

    • Corporate Records

      • GR-1.3.1

        Licensees must maintain the following records in original form or in hard copy at their premises in Bahrain:

        (a) Internal policies, procedures and operating manuals;
        (b) Corporate records, including minutes of shareholders', Directors' and management meetings;
        (c) Correspondence with the CBB and records relevant to monitoring compliance with CBB requirements;
        (d) Reports prepared by the licensee's internal and external auditors; and
        (e) Employee training manuals and records.
        January 2013

      • GR-1.3.2

        [This Paragraph is intentionally left blank].

        Added: April 2013

    • Customer Records

      • GR-1.3.3

        Record-keeping requirements with respect to customer records, including customer identification and due diligence records, are contained in Module FC (Financial Crime).

        January 2013

    • Promotional Schemes

      • GR-1.3.4

        Licensees must maintain all materials related to promotional schemes as outlined in Section BC-1.1 for a minimum period of 5 years.

        January 2013