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  • Executive Summary

    • AU-A.1.1

      The executive summary only provides an overview. For detailed rules, reference must be made to the individual Rules outlined in the remainder of this Module.

      January 2013

    • AU-A.1.2

      Module AU (Authorisation) sets out the Central Bank of Bahrain's ('CBB's) approach to licensing providers of regulated financing company services in the Kingdom of Bahrain. It also sets out CBB requirements for approving persons undertaking key functions in those providers.

      January 2013

    • AU-A.1.3

      Persons undertaking certain functions in relation to licensees require prior CBB approval. These functions (called controlled functions ) include Directors and members of senior management. The controlled functions regime supplements the licensing regime by ensuring that key persons involved in the running of licensees are fit and proper. Those authorised by the CBB to undertake controlled functions are called approved persons.

      January 2013