BR-2.1 BR-2.1 Introduction
BR-2.1.1
All notifications and approvals required in this Chapter are to be submitted by
licensees in writing.May 2011BR-2.1.2
In this Module, the term 'in writing' includes electronic communication capable of being reproduced in paper form.
May 2011BR-2.1.3
A
licensee must make the notifications and approvals required in Chapter BR-2 immediately it becomes aware, or has information which reasonably suggests, that any of the matters in Chapter BR-2 have occurred, may have occurred or may occur in the near future.May 2011BR-2.1.4
Licensees are required to provide the CBB with a range of information to enable it to monitor thelicensee's compliance with Volume 5 of the CBB Rulebook. Some of this information is provided through regular reports, whereas others are in response to the occurrence of a particular event (such as a change in name or address). The following sections list the commonly occurring reports for which alicensee will be required to notify the CBB or seek its approval.May 2011