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  • AU-2.4 AU-2.4 Condition 4: Board and Employees

    • AU-2.4.1

      In accordance with Article 65(a) of the CBB law, those nominated to carry out controlled functions must satisfy CBB's approved person's requirements.

      May 2011

    • AU-2.4.2

      The definition of controlled functions is contained in Paragraph AU-1.2.2, whilst Chapter AU-3 sets out CBB's approved persons requirements. Applications for approved person status must be submitted using the prescribed approved persons form.

      May 2011

    • AU-2.4.3

      The licensee's staff, taken together, must collectively provide a sufficient range of skills and experience to manage the affairs of the licensee in a sound and prudent manner. Licensees must ensure their employees meet any training and competency requirements specified by the CBB.

      May 2011

    • AU-2.4.4

      [This Paragraph was deleted in January 2016.]

      Deleted: January 2016
      May 2011